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Christopher Bailey Fired by MML Investors Services

Christopher Bailey (CRD #: 6907048) has been terminated by MML Investors Services. This followed his termination from NYLife Securities. These disclosures appear on his BrokerCheck record, accessed on May 31, 2024. Keep reading if you have questions concerning his terminations. 

Employment Separations After Allegations 

On March 1, 2024, MML Investors Services terminated Christopher Bailey following allegations regarding certain life insurance sales practices. The firm alleged a pattern of incorrect bank account information for premium payments and the receipt of advance commissions. 

On December 15, 2021, NYLife Securities fired Christopher Bailey following allegations that he submitted long-term care and traditional life insurance applications which were declined for requirements. The firm further alleged that he had possibly altered bank account information with purported client initials on a required form. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of life insurance sales practice rules may also violate this rule. 

Background Information 

Christopher Bailey has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He has registered with two firms: MML Investors Services (CRD #: 10409) and NYLife Securities (CRD #: 5167). 

Kurta Law Can Help 

If you have worked with Christopher Bailey and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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