Christine Bourdelais Suspended by FINRA
Christine Bourdelais (CRD #: 5382327), a broker formerly registered with NYLIFE Securities, has been suspended by FINRA, according to her BrokerCheck record, accessed on April 19, 2023. Read on if you want to know more about her alleged conduct as a broker.
FINRA Suspension
On February 16, 2023, FINRA suspended Christine Bourdelais for allegedly failing to comply with an arbitration award/settlement agreement or to adequately respond to a FINRA request as to the status of her compliance. Her suspension will continue until payment is either made or discharged.
On July 9, 2021, Christine Bourdelais filed a dispute against NYLIFE Securities and several of its affiliates, alleging that breach of contract and requesting an accounting in equity of the commissions, servicing fees, pension contributions, and other compensation allegedly owed to her.
Her claims were dismissed without prejudice and she was made liable for $1,000 in attorneys’ fees. You can read the arbitration award here.
FINRA Rule 9554
FINRA Rule 9554 penalizes brokers who fail to comply with arbitration awards or settlements by suspending or canceling their registration. Brokers have 21 days to request a hearing before their suspension or cancellation becomes final.
Background Information
Christine Bourdelais has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
She has also worked for NYLIFE Securities (CRD#:5167).
Kurta Law Can Help
If you worked with Christine Bourdelais and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.
Loading...
Reload document 
Open in new tab