Christina Abbey is Facing Allegations of Misrepresentation

Christina Abbey (CRD #: 6262403), a broker registered with Raymond James, is the subject of an investor dispute. These allegations appear on her BrokerCheck record, accessed on April 1, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On January 29, 2024, an investor alleged that Christina Abbey did not follow trade instructions and misrepresented the risk and cost of purchasing mutual funds. The investor sought $187,000 but the dispute was denied. Investors should know, however, that firms can deny disputes without any external review. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

What is a Mutual Fund? 

A mutual fund is a portfolio of investments that allows investors to pool their wealth. They can be passively or actively managed. Brokers may earn a large commission from these funds, making them frequent objects of fraudulent trading practices. 

Background Information 

Christina Abbey has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination 
• Series 9 General Securities Sales Supervisor – Options Module Examination 

She is a registered broker in 22 states and is a registered investment adviser in Colorado and Texas. 

Chistina Abbey is registered at two brokerage firms: Raymond James & Associates (CRD #: 705) and RBC Capital Markets (CRD #: 31194). 

Kurta Law Can Help 

If you have worked with Christina Abbey and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.