Christian Maguire Allegedly Misrepresented Alternative Investment
Christian Maguire (CRD #: 5069359), a broker registered with Morgan Stanley, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on January 26, 2023. If you have questions about his alleged conduct as a broker, keep reading.Investor Dispute
On November 15, 2022, an investor filed a dispute alleging, among other things, that Christian Maguire misrepresented an alternative investment purchased in 2022. The firm denied the dispute.
Investors should know, however, that firms don’t need to permit an outside review before denying a dispute. Investors can still seek out FINRA arbitration and may be able to recover their losses following a denial.
FINRA Rule 2020
FINRA Rule 2020 prohibits the use of manipulation, deception, and other unethical means of influencing the purchase and sale of securities. Misrepresenting an investment’s potential returns, risks, or other features violates this rule.
Christian Maguire has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 3 – National Commodity Futures Examination
- Series 31 – Futures Managed Funds Examination
- Series 7 – General Securities Representative Examination
- Series 10 – General Securities Sales Supervisor – General Module Examination
Christian Maguire is a registered broker in 49 states, the District of Columbia, and the Virgin Islands. He is also a registered investment adviser in New Jersey, New York, and Texas.
He has also worked for Morgan Stanley & Company (CRD#:8209) and Morgan Stanley (CRD#:7556).
Kurta Law Can Help
If you worked with Christian Maguire and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.