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Christa McGillen Fired from Morgan Stanley Wealth Management

Jul 18, 2023 Fired Brokers

Christa McGillen (CRD #: 4302284), a broker formerly registered with Morgan Stanley, was fired from an affiliate firm following allegations of misconduct, according to her BrokerCheck record, accessed on July 12, 2023. If you have questions about her alleged conduct as a broker, keep reading.

Termination from Morgan Stanley Wealth Management

On May 4, 2023, Christa McGillen was fired from Morgan Stanley Wealth Management after she allegedly executed a potentially unauthorized transfer from the account of a family member who was also a client.

The disclosure further alleged that she also used that family member’s credentials to execute a transfer for her own benefit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many rules may also qualify as violations of FINRA Rule 2010.

FINRA Rule 2150

FINRA Rule 2150 forbids brokers from misusing investors’ funds.

Background Information

Christa McGillen has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

She previously worked for Morgan Stanley (CRD#:149777) and Citigroup Global Markets (CRD#:7059).

Kurta Law Can Help

If you worked with Christa McGillen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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