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Chris Hoffman Allegedly Failed to Follow Instructions

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 7, 2025 at 2:55pm

Chris Hoffman (CRD #: 5879230), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 7, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 8, 2025, an investor alleged that they instructed Chris Hoffman to liquidate assets and that he failed to follow instructions. The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. Investors can recover losses following a denial. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

Chris Hoffman has registered with the following firms: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 19 states and is a registered investment adviser in Minnesota and Texas. 

Chris Hoffman has registered with two firms: Edward Jones (CRD #: 250) and Ameriprise Financial Services (CRD #: 6363). 

Kurta Law Can Help

If you worked with Chris Hoffman and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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