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Investors Allege Chris Bohnert Misrepresented Non-Traded Fund

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
December 30, 2022 at 10:08pm

Chris Bohnert (CRD #: 5574237), a broker registered with Private Client Services, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on December 23, 2022. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

On November 9, 2022, several investors filed a dispute alleging that Chris Bohnert misrepresented a non-traded fund from August 2012 through 2021. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 bans the use of manipulation, deception, and other fraudulent tactics to influence investors’ decisions. Misrepresenting the features, risks, or requirements associated with an investment violates this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 are frequently automatic violations of FINRA Rule 2010.

Background Information

Chris Bohnert has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Chris Bohnert is a registered broker in Kentucky.

He has also worked for Janus Henderson Distributors (CRD#:28832) and Wells Fargo Advisors Financial Network (CRD#:11025).

Kurta Law Can Help

If you worked with Chris Bohnert and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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