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Chad Morris Named in Dispute Seeking Over $2 Million in Damages

Chad Morris (CRD #: 6131576), a broker registered with E*Trade Securities, is involved in a pending dispute, according to his BrokerCheck record, accessed on January 5, 2023. If you want to know more about his alleged conduct as a broker, keep reading.

Investor Dispute

On October 18, 2022, Chad Morris was named in a dispute alleging, among other things, that he failed to contact or prevent an elderly client from executing online trades on margin from January 2021 to June 2022. The client alleged incurred significant losses due to these trades.

This pending dispute seeks $2,145,122.13 in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Chad Morris has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Chad Morris is a registered broker in all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

He has also worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with Chad Morris and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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