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Cesar Casado Has Been Permitted to Resign from NYLife Securities

Cesar Casado (CRD #: 6215747) has been permitted to resign from NYLife Securities. This disclosure appears on his BrokerCheck record, accessed on August 5, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On July 15, 2024, NYLife Securities permitted Cesar Casado to resign following allegations that he submitted insurance applications with inaccurate information. These applications allegedly allowed certain agents to meet production requirements and enabled them to receive additional compensation they would not otherwise have been entitled to. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing inaccurate information on insurance applications may violate this rule. 

Background Information 

Cesar Casado has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination

Kurta Law Can Help 

If you have worked with Cesar Casado and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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