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Catherine Watkins Fired from JPMorgan Chase Bank

Catherine Watkins (CRD #: 7990110), a broker formerly registered with J.P. Morgan Securities, has been fired from that firm’s affiliate bank, according to her BrokerCheck record, accessed on March 7, 2025. Keep reading if you want to know more about her alleged conduct as a broker.

Termination from JPMorgan Chase Bank

On December 30, 2024, Catherine Watkins was fired from JPMorgan Chase Bank following allegations that she provided inaccurate information on her initial Uniform Application for Securities Industry Registration or Transfer (Form U4) with regard to her employment history.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Catherine Watkins has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination – SIE

She previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Catherine Watkins and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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