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Bryan Sproul Fired from Edward Jones After Alleged Loan from Client

Bryan Sproul (CRD #: 6087064), a broker registered with San Blas Securities, was fired from his previous firm, according to his BrokerCheck record, accessed on September 17, 2022. Keep reading if you have questions about his conduct as a broker.

Termination from Edward Jones

On July 26, 2022, Bryan Sproul was fired from Edward Jones after allegedly borrowing money from a client who was not a family member without pre-approval by the firm.

FINRA Rule 3240

FINRA Rule 3240 restricts how brokers can borrow or lend to clients. Exceptions are made for loans between immediate family members and other situations. Brokers should always have approval from their firm before they borrow money from their customers. 

FINRA Rule 2010

FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade. Brokers are also required to follow their firm’s policies.

Background Information

Bryan Sproul has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He has also worked for SB Advisory (CRD#:154680) and Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Bryan Sproul and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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