Bronson Kibler Permitted to Resign Following Unapproved Outside Business Allegations
Bronson Kibler (CRD #: 5799865), a former registered broker has been permitted to resign from his position at NYLife Securities, according to his BrokerCheck record, accessed on October 27, 2021. Details surrounding his resignation have been provided below.
On August 14, 2021, Bronson Kibler was permitted to resign from his position at NYLIFE Securities following allegations that he exceeded the scope of his approved outside business activity, a landscaping business called Kibler Lawn and Landscape. This is according to his detailed BrokerCheck record.
FINRA Rules 3270 and 2010
According to FINRA Rule 3270, FINRA prohibits brokers from engaging in outside business activities outside the scope of the relationship with his or her member firm.
A violation of FINRA Rule 3270 also constitutes a violation of FINRA Rule 2010, which requires registered representatives to observe high standards of commercial honor and just and equitable principles of trade.
Bronson Kibler Background Information
Bronson Kibler has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 -Investment Company Products/Variable Contracts Representative Examination
Bronson Kibler has worked with the following firms:
- NYLIFE Securities (CRD#: 5167)
- MML Investors Services (CRD#: 10409)
- Northwestern Mutual Investment Services (CRD#: 2881)
Kurta Law Can Help
If you lost money while working with Bronson Kibler, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.