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Brian Kljun is Facing an Investor Dispute

Brian Kljun (CRD #: 2129788), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 11, 2024. Keep reading if you have questions concerning his alleged conduct. 

Customer Dispute

On February 14, 2024, an investor alleged that Brian Kljun breached his fiduciary duty. 

Fiduciary Duties

A fiduciary duty is a duty to work in a client’s best interest. Brokers are not fiduciaries, but they must follow the rules set forth by FINRA Rule 2111 and Regulation Best Interest. Registered Investment Advisers (RIAs) are fiduciaries, and brokers are often dually registered as RIAs.  (To learn more about the differences between brokers and Registered Investment Advisers, click here.) 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information

Brian Kljun has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 33 states, D.C., and Puerto Rico. He is also a registered investment adviser in Ohio and Texas. 

Kurta Law Can Help 

If you have worked with Brian Kljun and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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