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Brent Yekisa Allegedly Engaged in Misappropriation

Brent Yekisa (CRD #: 5535597), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 31, 2024. Keep reading if you have a question regarding his alleged conduct. 

Investor Allegations 

On March 5, 2024, Brent Yekisa allegedly engaged in misappropriation. The investor sought $100,000 but the dispute was denied. The dispute was denied, but investors should know that firms can deny disputes without any external review. Investors can still recover funds following a denial. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation also violates this rule. 

Background Information 

Brent Yekisa has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in 24 states and is a registered investment adviser in Ohio and Texas. 

Brent Yekisa has registered with the following firms: Edward Jones (CRD #: 250) and H.D. Vest Investment Services (CRD #: 13686). 

Kurta Law Can Help 

If you have worked with Brent Yekisa and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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