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Brent Wohlers Fired by Thrivent Investment Management

Brent Wohlers (CRD #: 4324526) has been terminated by TrhiventInvestment Management. This is according to his BrokerCheck record, accessed on June 5, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On May 3, 2024, Thrivent Investment Management fired Brent Wohlers following allegations that he electronically signed applications on behalf of the customers.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Signing applications on behalf of customers may violate this rule. 

Background Information

Brent Wohlers has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help 

If you have worked with Brent Wohlers and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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