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Brandon Morrow Subject of Misrepresentation Allegations

Brandon Morrow (CRD #: 3037943), a broker registered with Emerson Equity, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 13, 2024. Details concerning this dispute are provided below. 

Investor Allegations

On February 5, 2024, an investor alleged that Brandon Morrow misrepresented and omitted investment information. The dispute was settled for $900,000. 


FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Brandon Morrow has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 46 states. 

Brandon Morrow has registered with the following firms: 

  • Emerson Equity 
  • Preferred Capital Securities (CRD #: 169719) 
  • Triton Pacific Securities (CRD #: 139919) 
  • Realty Capital Securities (CRD #: 145454) 
  • Behringer Securities (CRD #: 119539) 
  • Waddell & Reed (CRD #: 866) 
  • Walnut Street Securities (CRD #: 15840) 
  • Nathan & Lewis Securities (CRD #: 8503) 
  • UMB Scout Brokerage Services (CRD #: 17073) 

Kurta Law Can Help 

If you have worked with Brandon Morrow and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.