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Investor Alleges Brandon Bean Engaged in Misrepresentation

Brandon Bean (CRD #: 5482951), a broker registered with Cetera Investment Services, allegedly made misrepresentations, according to his BrokerCheck record, accessed on November 30, 2022. Investors may have also engaged his services through Cetera Investment Advisors. If you have questions about his conduct as a broker, read on.

Investor Dispute

On September 29, 2022, an investor filed a dispute alleging that Brandon Bean made misrepresentations. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 bans the use of deception, manipulation, and other fraudulent means of influencing investors’ decisions. This includes the misrepresentation of material facts related to investments, such as their features or risks.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Brandon Bean has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Brandon Bean is a registered broker in Florida, South Carolina, Tennessee, and Virginia. He is also a registered investment adviser in Tennessee.

He has also worked for the following firms:

  • MML Investors Services (CRD#:10409)
  • Fifth Third Securities (CRD#:628)
  • First Command Financial Planning (CRD#:3641)

Kurta Law Can Help

If you worked with Brandon Bean and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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