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Brady Jackson Allegedly Engaged in Misrepresentation

Brady Jackson (CRD #: 6122121), a broker registered with Charles Schwab & Co., is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 2, 2024. Keep reading if you have questions regarding this dispute. 

Investor Allegations 

On January 26, 2024, an investor alleged that Brady Jackson engaged in misrepresentation regarding the beneficiary designation of an account starting in January 2019. The investor is seeking $92,000. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Brady Jackson has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in eight states and is a registered investment adviser in Kentucky. 

Brady Jackson is registered with the following firms: 

  • Charles Schwab & Co. (CRD #: 5393) 
  • TD Ameritrade (CRD #: 7870) 
  • TD Ameritrade Investment Management (CRD #: 111514) 
  • PNC Investments (CRD #: 129052) 
  • Scottrade Investment Management (CRD #: 169988) 
  • Scottrade (CRD #: 8206) 
  • Waddell & Reed (CRD #: 866) 

Kurta Law Can Help 

If you have worked with Brady Jackson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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