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Home » Broker Blog » Bing Lu Terminated by TransAmerica Financial Advisors

Bing Lu Terminated by TransAmerica Financial Advisors

By: kurtablogs Author
January 12, 2026 at 8:05pm

Bing Lu (CRD #: 5314553) has been fired by TransAmerica Financial Advisors. This disclosure appears on his BrokerCheck record, accessed on January 12, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On December 19, 2025, TransAmerica Financial Advisors fired Bing Lu following allegations that he admitted to altering a client statement that he submitted to the Firm and a carrier, and allegedly was not forthcoming with the firm when initially questioned.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering a client statement may violate this rule.

Background Information

Bing Lu has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination
  • Series 26 Investment Company Products Variable Contracts Principal Examination

He has registered with the following firms:

  • TransAmerica Financial Advisors (CRD #: 16164)
  • World Group Securities (CRD #: 114473)

Kurta Law Can Help

If you worked with Bing Lu and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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