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Benjamin Maser Involved in an Investor Dispute

Jul 27, 2023 Misrepresentation

Benjamin Maser (CRD #: 3198105), a broker registered with Packerland Brokerage Services, is involved in an investor dispute, according to his BrokerCheck record, accessed on July 21, 2023. Keep reading for more detail. 

On May 25, 2023, an investor alleged that Benjamin Maser misrepresented a product. Misrepresentation violates FINRA Rule 2020. The investor is seeking $53,977.25 but the dispute was denied. Investors should know, however, that firms can deny disputes without any external review. It is still possible to recover losses following a denial. 

FINRA Rule 2020 – Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments. It also prohibits the omission of material facts such as an investment’s potential returns, risks, or limitations. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 may also violate FINRA Rule 2010.

Background Information 

Benjamin Maser passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 
  • Series 26 Investment Company Products/ Variable Contracts Principal Examination 

He is a registered broker in nine states and is a registered investment adviser in Colorado, Florida, Kansas, Ohio, and Texas. 

Benjamin Maser has worked for the following firms: 

  • HBW Advisory Services (CRD #: 143665) 
  • HBW Securities (CRD #: 136959) 
  • American General Securities Incorporated (CRD #: 13626) 
  • PFS Investments (CRD #: 10111) 

Kurta Law Can Help

If you worked with Benjamin Maser and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.