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Ayaz Syed Fired from J.P. Morgan Securities

Ayaz Syed (CRD #: 7028711), a broker registered with LPL Financial, was fired from his previous firm, according to his BrokerCheck record, accessed on April 14, 2023. Read on if you have questions about his alleged conduct as a broker.

Termination from J.P. Morgan Securities

On January 17, 2023, Ayaz Syed was fired from J.P. Morgan Securities and JPMorgan Chase Bank following allegations that he refunded three bank fees for a customer he knew personally, then indicated in an internal system that these refunds were a bank error.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Ayaz Syed has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

Ayaz Syed is a registered broker in New York.

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Ayaz Syed and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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