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Austin Masel is the Subject of Unauthorized Trading

By: kurtablogs Author
November 24, 2025 at 6:44pm

Austin Masel (CRD # 7373817), a broker registered with Morgan Stanley, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on November 24, 2025. Keep reading if you have questions.

Investor Allegations

On October 10, 2025, an investor alleged that Austin Masel executed unauthorized sales of Apple stock.

Unauthorized Trading

FINRA Rule 3260 requires brokers to receive written authorization from their clients before engaging in discretionary trading. Discretionary accounts must also be approved by the firm.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized trading violates this rule.

Background Information

Austin Masel has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7TO General Securities Representative Examination

Kurta Law Can Help

If you worked with Austin Masel and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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