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Ashley Gunther Terminated by Truist Investment Services

Ashley Gunther (CRD #: 7631429) has been fired by Truist Investment Services in Baltimore, Maryland. This disclosure appears on her BrokerCheck record, accessed on December 15, 2023. Keep reading if you have questions regarding her alleged conduct as a broker. 

On October 12, 2023, Truist Investment Services fired Ashley Gunther following allegations that she pulled a credit report and entered a loan application without speaking to the client directly, in violation of Truist policies and procedures. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating company procedures and entering a loan application without speaking to the client directly may violate this rule. 

Background Information 

Ashley Gunther has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE Securities Industry Essentials Examination 

Kurta Law Can Help 

If you have worked with Ashley Gunther and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.