Armin Hinkelman Resigns from Thrivent Investment Management
Armin Hinkelman (CRD #: 1583833), a broker formerly registered with Thrivent Investment Management, allegedly violated firm policies, according to his BrokerCheck record, accessed on February 14, 2023. Keep reading to learn more about his alleged conduct as a broker.
Resignation from Thrivent Investment Management
On December 30, 2022, Armin Hinkelman resigned from Thrivent Investment Management, allegedly during an internal investigation by the firm. That investigation allegedly concluded that he was engaged in an undisclosed outside business activity and violated firm policies concerning unauthorized trading.
FINRA Rule 3270
FINRA Rule 3270 requires brokers to disclose any business activities they engage in outside their firm, as well as any compensation they may receive from these activities.
FINRA Rule 3260
FINRA Rule 3260 forbids brokers from conducting discretionary trading outside of discretionary accounts, which are pre-authorized for discretionary trading by the firm and the client.
Other business activities
Armin Hinkelman’s detailed BrokerCheck report does not currently list any outside business activities.
Background Information
Armin Hinkelman has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
- Series 26 – Investment Company Products/Variable Contracts Principal Examination
He has also worked for Thrivent Investment Management (CRD#:18387).
Kurta Law Can Help
If you worked with Armin Hinkelman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.