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Ariana Olive Allegedly Misappropriated Funds

Ariana Olive (CRD #: 6418405), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on May 28, 2024. Details concerning this dispute are provided below. 

Investor Allegations 

On March 15, 2024, an investor alleged that Ariana Olive misappropriated funds. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Ariana Olive has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

She is a registered broker in nine states and is a registered investment adviser in California and Texas. 

During her six years of experience, she has registered with four firms: 

  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
  • PNC Managed Account Solutions (CRD #: 110476) 
  • BBVA Securities (CRD #: 27060) 
  • Northwestern Mutual Investment Services (CRD #: 2881) 

Kurta Law Can Help 

If you have worked with Ariana Olive and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.