Anthony Javonovich is the Subject of Misrepresentation Allegations

Anthony Javonovich (CRD #: 2948544), a broker registered with WinTrust Investments, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 9, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On January 9, 2024, an investor alleged that Anthony Javonovich told them that a particular investment needed to stay in their account for at least five years and that during that time the claimants could expect monthly dividends. The investors alleged that they tried to contact Anthony Javonovich but that he was regularly unavailable. The investors further alleged that they suffered a considerable loss in their investment. 

The investors are seeking $61,308. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate FINRA Rule 2010. 

Background Information 

Anthony Javonovich has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in 21 states. 

During his 26 years of experience, Anthony Javonovich has registered with seven firms. These are the four most recent: 

• Chase Investment Services Corp (CRD #: 25574) 
• Banc One Securities Corporation (CRD #: 16999) 
• Associated Investment Services (CRD #: 1464) 
• Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 

Kurta Law Can Help 

If you have worked with Anthony Javonovich and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.