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Anthony Divalerio is the Subject of a Restricted Security Dispute

Anthony Divalerio (CRD #: 1769652), a broker registered with Morgan Stanley, is facing an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 1, 2024. Keep reading if you have questions concerning his alleged conduct. 

Investor Allegations 

On July 17, 2024, an investor alleged that Anthony Divalerio provided incorrect advice regarding the sale of Vertex stock pursuant to Rule 144. Rule 144 outlines the rules for selling restricted stocks.

The investor is seeking $35,000,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing incorrect advice may violate this rule. 

Background Information 

Anthony Divalerio has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 24 General Securities Representative Examination 

He is a registered broker in 35 states, D.C., and Puerto Rico. He is a registered investment adviser in Pennsylvania and Texas. 

Kurta Law Can Help 

If you worked with Anthony Divalerio and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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