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Anthony Couch Subject of Dispute Involving Annuity Rollover

Oct 31, 2022 Investor Disputes

Anthony Couch (CRD #: 3098111), a broker registered with Woodbury Financial Services, is involved in a pending dispute, according to his BrokerCheck record, accessed on October 19, 2022. Read on if you want to learn more about his conduct as a broker.

Investor Dispute

On July 11, 2022, multiple investors filed a dispute alleging Anthony Couch breached his fiduciary duty in relation to the rollover of an annuity that they claim created a tax liability. The clients seek $64,080 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Anthony Couch has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Anthony Couch is a registered broker in 16 states and a registered investment adviser in Texas.

He has also worked for the following firms:

  • Questar Asset Management (CRD#:133358)
  • Questar Capital Corporation (CRD#:43100)
  • USAllianz Securities (CRD#:40875)
  • World Choice Securities (CRD#:30933)

Kurta Law Can Help

If you worked with Anthony Couch and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.