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Investors Allege Anthony Christensen Misrepresented Non-Traded Fund

Jan 5, 2023 Misrepresentation

Anthony Christensen (CRD #: 3015594), a broker registered with Private Client Services, allegedly made misrepresentations, according to his BrokerCheck record, accessed on December 26, 2022. Investors may have also worked with him through Access Wealth Management. If you have questions about his alleged conduct as a broker, read on.

Investor Dispute

In a dispute filed on November 2, 2022, several investors alleged that Anthony Christensen misrepresented a non-traded fund from August 2012 through the end of 2021. This dispute is pending.

FINRA Rule 2020

FINRA Rule 2020 forbids the use of manipulation, deception, and other unethical methods to influence the purchase and sale of securities. Misrepresenting an investment’s features, risks, or potential returns violates this rule.

Background Information

Anthony Christensen has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 31 – Futures Managed Funds Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Anthony Christensen is a registered broker in 17 states and a registered investment adviser in Kentucky.

He has also worked for the following firms:

  • Purshe Kaplan Sterling Investments (CRD#:35747)
  • Wells Fargo Advisors Financial Network (CRD#:11025)
  • Morgan Stanley (CRD#:7556)
  • J.J.B. Hilliard, W.L. Lyons (CRD#:453)
  • ARM Securities Corporation (CRD#:932)

Kurta Law Can Help

If you worked with Anthony Christensen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.