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Angela Bender Involved in Investor Dispute

Apr 22, 2022 Negligence

Angela Bender (CRD #: 5208180), a broker registered with Triad Advisors, is involved in a pending dispute, according to her BrokerCheck record, accessed on April 16, 2022. Read on if you want to know more about Angela Bender’s conduct as a broker.

Investor Dispute

On January 25, 2022, an investor alleged Angela Bender mishandled their investment advisory account and engaged in negligence. They seek $150,000 in this pending dispute.

What qualifies as broker negligence?

Negligent behavior can come in many forms, including mismanagement of investment accounts. Negligence may violate several FINRA rules, and losses incurred due to negligence can be recovered through FINRA arbitration.

Background Information

Angela Bender has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Angela Bender is a registered broker in 18 states and a registered investment adviser in Texas and Virginia.

She has also worked for the following firms:

  • Purshe Kaplan Sterling Investments(CRD#:35747)
  • LPL Financial (CRD#:6413)
  • Kalos Management (CRD#:133025)
  • Kalos Capital (CRD#:44337)

Kurta Law Can Help

If you worked with Angela Bender and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.