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Investor Alleges Andrew Krieger Failed to Invest IRA Funds

Andrew Krieger (CRD #: 4426141), a broker formerly registered with Raymond James Financial Services, is involved in an investor dispute, according to his BrokerCheck record, accessed on March 10, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

On December 30, 2024, an investor filed a dispute alleging that Andrew Krieger failed to invest the cash in her rollover IRA between November 25, 2014, and February 1, 2021. The client seeks $90,000 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Andrew Krieger has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He previously worked for the following firms:

  • Raymond James Financial Services (CRD#:6694)
  • UVEST Financial Services Group (CRD#:13787)
  • A. G. Edwards & Sons (CRD#:4)

Kurta Law Can Help

If you worked with Andrew Krieger and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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