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Andrew Konczal Fired from Huntington National Bank

Andrew Konczal (CRD #: 7509666), a broker formerly registered with The Huntington Investment Company, was fired from that firm’s affiliate bank, according to his BrokerCheck record, accessed on March 14, 2023. Read on if you have questions about his alleged conduct as a broker.

Termination from The Huntington National Bank

On January 10, 2023, Andrew Konczal was fired from the Huntington National Bank for allegedly violating bank policy by notarizing a dual-party document without the presence or consent of one of the clients involved. This document was allegedly not securities-related.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Andrew Konczal has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for The Huntington Investment Company (CRD#:16986).

Kurta Law Can Help

If you worked with Andrew Konczal and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

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