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Andrew Grezlak Resigns from Cambridge Investment Research

Andrew Grezlak (CRD #: 4501515), a broker formerly registered with Cambridge Investment Research, resigned from the firm, according to his BrokerCheck record, accessed on January 17, 2023. Keep reading to learn more about his alleged conduct as a broker.

Termination from Cambridge Investment Research

On November 8, 2022, Andrew Grezlak was permitted to resign from Cambridge Investment Research after allegedly withdrawing funds from a family member’s 529 account despite not being an account owner.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Rule 2150

FINRA Rule 2150 prohibits brokers from misusing investors’ funds. Withdrawing funds from an account that does not belong to the broker may violate FINRA Rule 2150. 

Background Information

Andrew Grezlak has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for Cambridge Investment Research (CRD#:39543).

Kurta Law Can Help

If you worked with Andrew Grezlak and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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