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Andrew Gentiluomo Facing Allegations of Fraud

Andrew Gentiluomo (CRD #: 4975462), a broker registered with Equity Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on July 26, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On May 14, 2024, an investor alleged that Andrew Gentilluomo breached his fiduciary duty and engaged in constructive fraud and common law conspiracy regarding investments in two LLCs. The investor is seeking $200,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Fraud and conspiracy violate this rule. 

Background Information 

Andrew Gentiluomo has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 17 states and is a registered investment adviser in Virginia. 

During his 18 years of experience, he has registered with two firms: Equity Services (CRD #: 265) and AXA Advisors (CRD #: 6627). 

Kurta Law Can Help 

If you have worked with Andrew Gentiluomo and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.