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Andrew Dollman Fired from Commonwealth Financial Services for Alleged Forgery

May 16, 2023 Fired Brokers

Andrew Dollman (CRD #: 7027618), a broker formerly registered with Securities America, was recently fired from an investment advisory firm, according to his BrokerCheck record, accessed on May 8, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Commonwealth Financial Services

On April 17, 2023, Andrew Dollman was fired from investment advisory firm Commonwealth Financial Services after allegedly admitting that he forged client signatures on internal firm documents.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forgery violates FINRA Rule 2010. 

Background Information

Andrew Dollman has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for Securities America (CRD#:10205).

Kurta Law Can Help

If you worked with Andrew Dollman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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