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Andrew Cox Allegedly Misrepresented a CD

Andrew Cox (CRD #: 7151796), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 19, 2024. Details concerning this dispute are provided below. 

Investor Allegations 

On April 22, 2024, an investor alleged that Andrew Cox told her that her funds would be invested in a CD with no fees at 5.3% and she now believes she is not receiving that interest rate on her funds. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Andrew Cox has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He is a registered broker in 18 states and is a registered investment adviser in South Carolina and Texas. 

Kurta Law Can Help 

If you have worked with Andrew Cox and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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