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Andrew Buckanavage is Facing a FINRA Investigation

Andrew Buckanavage (CRD #: 6207055), a previously registered broker with Allen, Mooney & Barnes Brokerage Services, is the subject of a FINRA investigation. This disclosure appears on his BrokerCheck record, accessed on October 23, 2024. Keep reading if you have questions concerning his alleged conduct. 

FINRA Investigation

On September 4, 2024, FINRA made a preliminary determination to recommend disciplinary action be brought against Andrew Buckanavage following allegations that he converted funds from his employers. He also allegedly failed to appear as FINRA requested pursuant to FINRA Rule 8210

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Converting funds from employers would violate this rule. 

Employment Separation After Allegations 

On May 23, 2023, Andrew Buckanavage voluntarily resigned from Allen, Mooney & Barnes Brokerage Services. 

Background Information 

Andrew Buckanavage has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 79 Investment Banking Registered Representative Examination 

Kurta Law Can Help 

If you worked with Andrew Buckanavage and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.