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Andreas Koudellou Terminated by Oppenheimer & Co.

Andreas Koudellou (CRD #: 6507894) has been terminated by Oppenheimer & Co. This is according to his BrokerCheck record, accessed on January 12, 2024. Keep reading if you have questions regarding his alleged conduct. 

On December 21, 2023, Oppenheimer & Co. fired Andreas Koudellou following allegations that he violated the firm’s electronic communication policy. 

FINRA-registered brokers design their supervisory systems and policies regarding electronic communication in order to comply with  FINRA’s supervisory rules. Also, FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade, and violations of firm policies may violate this rule as well. 

Background Information 

Andreas Koudellou has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

During his six years of experience, he has registered with the following firms: 

  • Oppenheimer & Co. (CRD #: 249) 
  • Schroder Fund Advisors (CRD #: 24129) 
  • Equitable Advisors (CRD #: 6627) 
  • AXA Advisors (CRD #: 6627) 
  • J.P. Morgan Securities (CRD #: 79) 

Kurta Law Can Help 

If you have worked with Andreas Koudellou and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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