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Ana Cecilia Mejía Michilot Fired by Goldman Sachs & Co.

Ana Cecilia Mejía Michilot (CRD #: 7585167) has been fired by Goldman Sachs & Co. This is according to her BrokerCheck record. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations 

On May 17, 2024, Goldman Sachs & Co. fired Ana Cecilia Mejía Michilot following allegations that she sent information regarding a private potential transaction outside the firm. 

Private Securities Transactions 

FINRA Rule 3280 requires brokers to provide written notice to their firm before engaging in private securities transactions.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Private securities transactions may violate this rule. 

Background Information 

Ana Cecilia Mejia Michilot has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 3 National Commodity Futures Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination

Kurta Law Can Help 

If you have worked with Ana Cecilia Mejia Michilot and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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