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Alyce Weixler Allegedly Misrepresented Certain Securities

Alyce Weixler (CRD #: 2559926), a broker registered with Morgan Stanley, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on February 21, 2024. Keep reading if you have questions regarding her alleged conduct. 

On December 7, 2023, an investor alleged that Alyce Weixler misrepresented certain securities at the end of 2022. The investor is seeking $300,000. 

FINRA Rule 2020 – Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about an investment’s potential returns, as well as charges, expenses, and fees. Brokers must always disclose the risks associated with illiquid investments, such as early withdrawal fees. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also qualify as violations of FINRA Rule 2010. 

Background Information 

Alyce Weixler has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

She is a registered broker in 20 states and is a registered investment adviser in Kentucky and Texas. 

Alyce Weixler has registered with Morgan Stanley (CRD #: 149777) and Merrill Lynch (CRD #: 7691). 

Kurta Law Can Help 

If you have worked with Alyce Weixler and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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