Alexis Aldaz Fired by Edward Jones

Alexis Aldaz (CRD #: 3058560) has been terminated by Edward Jones. This disclosure appears on her BrokerCheck record, accessed on October 4, 2025. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations 

On September 18, 2025, Edward Jones fired Alexis Aldaz following allegations that she failed to comply with firm policies and procedures. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to comply with firm policies and procedures may violate this rule. 

Investor Disputes 

There are two investor disputes on her record. One alleges unauthorized trading, and the other alleges she did not follow instructions to process an Estate in a timely manner resulting in market loss. 

Background Information 

Alexis Aldaz has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 31 Futures Managed Funds Examination 
• Series 7 General Securities Representative Examination  
• Series 26 Investment Company Products/Variable Contracts Principal Examination 

She has registered with the following firms: 

• Edward Jones (CRD #: 250) 
• Farmers Financial Solutions (CRD #: 103863) 
• UnionBanc Investment Services (CRD #: 14455) 
• IFMG Securities (CRD #: 14416) 
• Vision Investment Services (CRD #: 46609) 
• WM Financial Services (CRD #: 599) 
• Morgan Stanley (CRD #: 7556) 

Kurta Law Can Help 

If you have worked with Alexis Aldaz and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.